Federal and state regulatory monitoring for compliance teams

Jake Holder, Compliance Research Lead at Compliance Monitor, tracks enforcement actions and rule changes for in-house compliance and risk teams.

What we do

Compliance Monitor tracks federal and state regulatory filings for compliance and risk teams. We aggregate enforcement actions, agency rule changes, and federal-court compliance decisions into searchable benchmark datasets.

Enforcement-action pattern monitoring across regulators (SEC, FTC, OSHA, DOJ)
Rule-change tracking and impact analysis
Compliance-program peer benchmarks
Federal-filings reference data for in-house compliance teams

Who we work with

Compliance officers, regulatory-affairs leads, and risk teams at mid-market and enterprise organizations. Engagements run two to six weeks; outputs are a written research memo plus a searchable dataset.

Contact
Jake Holder — jake@compliance-monitor.com
Brief, specific inquiries answered within two business days.

Source data

Our enforcement-tracking datasets draw on the ModernIndex federal-filings index and other open-records sources.